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Compliance - Regulatory

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Office of Pension Funds Adjudicator rises to its challenges

Office of Pension Funds Adjudicator rises to its challenges

Despite the challenges of the COVID-19 pandemic, the pensions watchdog body has been firing on all cylinders.

Majority of complaints about withholding of contributions

Majority of complaints about withholding of contributions

The majority of complaints received by the Office of the Pension Funds Adjudicator (OPFA) in the 2019/20 financial year related to non-payment of contributions by employers.

FSCA warns the public against TradeZA

FSCA warns the public against TradeZA

The Financial Sector Conduct Authority (FSCA) would like to warn members of the public to act with caution when dealing with TradeZA as it not an authorised financial services provider.

The FSCA completes investigation into Mirror Trading International (Pty) Ltd

The FSCA completes investigation into Mirror Trading International (Pty) Ltd

The FSCA has finalised its investigation into Mirror Trading International (Pty) Ltd (MTI) and will share its report with the liquidators appointed by the Master of the High Court.

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Brokers stumble at the usual hurdles

Brokers stumble at the usual hurdles

19 January 2021 | FAIS Ombudsman
Covid-19 Insurance Regulatory Measures

Covid-19 Insurance Regulatory Measures

18 January 2021 | General
A fraudulent claim

A fraudulent claim

18 January 2021 | Short Term Ombudsman
Good governance tips in challenging times: Simplifying the 16 steps of King IV corporate compliance

Good governance tips in challenging times: Simplifying the 16 steps of King IV corporate compliance

14 January 2021 | General
FSCA warns the public against Hlengiwe Ngcobo and Christian Barnley Hamilton

FSCA warns the public against Hlengiwe Ngcobo and Christian Barnley Hamilton

Advice or bust

Advice or bust

14 January 2021 | Life Ombudsman
Insurance Ombudsman rules insurer must acquire supporting documents

Insurance Ombudsman rules insurer must acquire supporting documents

14 December 2020 | Life Ombudsman
Pension Fund lambasted by Adjudicator for ignoring emails

Pension Fund lambasted by Adjudicator for ignoring emails

14 December 2020 | PFA - Pension Fund Adjudicator