orangeblock

Compliance - Regulatory

Explore the Category

FSB to implement a system to regulate hedge fund managers

FSB to implement a system to regulate hedge fund managers

The Financial Services Board in South Africa has implemented a system to regulate the manager, so from this month onwards the FSB will institute a third class of FSB license, where hedge fund managers will have to register with them. The relevant Board

Short-term insurance faces structural challenges

Short-term insurance faces structural challenges

The South African Insurance Association (SAIA) ran a special feature in a number of national newspapers earlier this week.

SARS eager to pounce once amnesty ends

SARS eager to pounce once amnesty ends

With the deadline for the tax amnesty for small businesses rapidly approaching on 31 May, eligible businesses and individuals should apply quickly or face the strong possibility of being prosecuted, warns David Knott, a fiduciary specialist BoE Private C

Deja vu as FAIS Ombud refuses leave to appeal again

Deja vu as FAIS Ombud refuses leave to appeal again

15 May 2007 | FAIS Ombudsman

Since the beginning of the year, we've reported on two cases brought to the FAIS Ombud to be adjudicated in terms of the FAIS Act. These cases had similar outcomes in that the Ombud awarded in favour of the complainant and ordered the respondent to pay co

quick poll
Question

If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

Answer
Santam's broad-based BEE deal moves ahead

Santam's broad-based BEE deal moves ahead

Insurance industry could standardise on IFRS Reporting

Insurance industry could standardise on IFRS Reporting

15 May 2007 | General
Certain as death and taxes - SARS demands small business compliance

Certain as death and taxes - SARS demands small business compliance

The Ombudsman's brief case : Issue No : 1/2007

The Ombudsman's brief case : Issue No : 1/2007

14 May 2007 | Short Term Ombudsman
FAIS Ombud refuses

FAIS Ombud refuses "opportunistic" leaderguard broker leave to appeal

12 May 2007 | FAIS Ombudsman
Short-term Ombud: Legal implications re old drivers licences

Short-term Ombud: Legal implications re old drivers licences

11 May 2007 | Short Term Ombudsman
Surely this is not what the National Credit Bill intended

Surely this is not what the National Credit Bill intended

Significant changes to how South African taxpayers submit their income tax returns

Significant changes to how South African taxpayers submit their income tax returns