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Financial Services Board to deal more harshly with non-compliance

26 July 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) is gearing up to crack the whip harder on industry players that fail to comply with legislation. Speaking at the annual Financial Advisory and Intermediary Services (FAIS) conference in Cape Town today, the FSB’s Head of

ASISA: Investors allocate billions to painless asset allocation options

25 July 2012 | Association for Savings & Investment SA (ASISA)

Assets managed by the local Collective Investment Schemes (CIS) industry have grown by a healthy R85 billion over the past year to R1 041 billion at the end of June this year.

FSB: Financial services industry must deal with money laundering

25 July 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

Money laundering has come under the spotlight at the annual Financial Advisory and Intermediary Services (FAIS) annual conference in Cape Town. Over 350 representatives from the financial services industry have gathered in the city today to discuss burnin

The SAIA elects three new directors; Donates R2m to fight against crime

25 July 2012 | SAIA - South African Insurance Association

The South African Insurance Association (SAIA), a body representing 58 member companies within the short-term insurance industry on Tuesday, 24 January 2012 announced that it had successfully held its thirteenth Annual General Meeting (AGM) at its new off

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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