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FSB: FAIS Examination exemptions

22 June 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board has granted a temporary exemption from having to write the Level 1 regulatory examination by 30 June 2012, to the following categories of Financial Service Providers (FSPs):

ASISA : Mobilising savings to stimulate the economy must be done in partnership

19 June 2012 | Association for Savings & Investment SA (ASISA)

Growing South Africa’s savings pool cannot be achieved without a partnership based on trust between Government and the savings and investment industry.

Are short-term insurers ready to treat customers fairly?

13 June 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Treating Customers Fairly (TCF) regime has taken a back seat in recent months as the insurance industry sinks its teeth into issues such as the new Binder Regulations, Demarcation Regulations, Solvency Assessment and Management and draft Insurance Law

FSB: Further clarity on re exam statistics

06 June 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

In an attempt to continue to keep its stakeholders informed, the Financial Services Board has issued a number of circulars urging Financial Service Providers (FSPs) to register for their regulatory exams. To this end the FSB released the first set of stat

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Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

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