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Financial services regulator weighs in with yet another examination deadline

17 September 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

There has been little news on the Regulatory Examination (RE) front since the regulator issued a no-nonsense 29 June communication reminding industry stakeholders that the 30 June 2012 RE Level I examination deadline was set in stone. On that occasion the

FSB: Extension of deadline for regulatory examinations

13 September 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) has today decided to extend the deadline by which persons that fall under the exemption previously granted by the FSB under Board Notice 61 of 2012 were required to successfully complete the first level regulatory examin

Regulatory changes and economic conditions pose challenges for South Africa’s asset management industry

11 September 2012 | General

South Africa’s asset management industry is facing a raft of regulatory changes largely associated with local pension fund reforms and enhanced investor protection as driven by global developments, according to a report issued by professional services fir

FSB: Resolution Life under curatorship

07 September 2012 | Financial Sector Conduct Authority (FSCA) (was FSB)

Following an application by the Executive Officer of the Financial Services Board (FSB), the South Gauteng High Court on 6 September 2012 granted a provisional order to place the life insurance business of Resolution Life Limited (Resolution Life) under p

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Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

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