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Moonstone: De Bruyn Determination – FAIS Ombud

Moonstone: De Bruyn Determination – FAIS Ombud

14 May 2013 | FAIS Ombudsman

The most recent determination by the FAIS Ombud concerns the placing of a client’s investment in the ill-fated Blue Zone scheme. Reading it provides one with insight into the practical application of the FAIS Act and General Code of Conduct.

Ombudsman for Long-term Insurance receives record number of complaints in 2012

Ombudsman for Long-term Insurance receives record number of complaints in 2012

14 May 2013 | Life Ombudsman

The Office of the Ombudsman for Long-term Insurance received 9 592 complaints against long-term insurance companies in 2012, the highest ever and 4% more than in 2011, according to its latest annual report.

FSB rules against Hippo

FSB rules against Hippo

13 May 2013 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Registrar of Financial Services Providers (Registrar) referred a case against Hippo Comparative Services (Pty) Ltd (the Respondent), FSP number 16357 to the Enforcement Committee of the Financial Services Board.

Moonstone: FSB Information Letter 3 on Binder Regulations

Moonstone: FSB Information Letter 3 on Binder Regulations

10 May 2013 | General

The purpose of the document is to provide guidance on:

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

Indian population compromised by new BEE Codes

Indian population compromised by new BEE Codes

07 May 2013 | BEE (Black Empowerment)

Business Rescue – success or failure?

Business Rescue – success or failure?

07 May 2013 | General

RE Level 1 exemption – last day to apply

RE Level 1 exemption – last day to apply

30 April 2013 | Financial Sector Conduct Authority (FSCA) (was FSB)

New benchmark for compliance officers

New benchmark for compliance officers

30 April 2013 | General

ASISA: Unit trust inflows at record highs due to strong investor confidence

ASISA: Unit trust inflows at record highs due to strong investor confidence

29 April 2013 | Association for Savings & Investment SA (ASISA)

Moonstone: FAIS Ombud Discontinues Case Fees

Moonstone: FAIS Ombud Discontinues Case Fees

25 April 2013 | FAIS Ombudsman

FSB warns the public against NaxaInvest

FSB warns the public against NaxaInvest

25 April 2013 | Financial Sector Conduct Authority (FSCA) (was FSB)

Moonstone: Why Regulation is Unavoidable

Moonstone: Why Regulation is Unavoidable

23 April 2013 | FAIS Ombudsman

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FAnews June 2026

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