Explore the Category
There are 11 weeks remaining to the 30 June 2012 deadline for Financial Service Providers to write their regulatory examinations. All candidates that have not yet written the examinations are requested to do so without delay to ensure that they are accomm
It is not often the Financial Services Board (FSB) and Financial Intermediaries Association (FIA) sing from the same hymn sheet. But where the 30 June 2012 deadline (extended from 31 December 2011) for regulatory exams is concerned they seem to be 100% in
Differentiated rates and ‘discriminatory’ lending within the financial services sector are responsible practices that protect customers and should continue into the future despite the proposed introduction of new ‘Treating Customers Fairly’ regulations, s
Time is running out for those Financial Service Providers (FSP’s) who have not yet completed the RE1 (Key individual for category I, II, IIA, III and IV) and/or RE5 (Representatives of Categories I, II, IIA, III and IV excluding representatives for subcat
The strongest deterrent against FSP compliance missteps is or should be: