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Intermediaries / Brokers

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Moonstone: Expediency and the Ombud

Moonstone: Expediency and the Ombud

25 January 2013 | General

“The FAIS Ombud’s role is to resolve disputes between financial services providers and their clients in a procedurally fair, informal, economical and expeditious manner.”

Moonstone: Regulatory Changes Envisaged in 2013

Moonstone: Regulatory Changes Envisaged in 2013

15 January 2013 | General

The Financial Services Laws General Amendment Bill will see substantial changes and updates in respect of 11 different laws affecting the financial services industry.

Moonstone: Regulatory Exam Standards

Moonstone: Regulatory Exam Standards

10 January 2013 | General

An article by Professor Jonathan Jansen serves as basis for a comparison between the matric exam results and the outcomes of the REs.

Moonstone: Advisor Prejudice & Vested Interests

Moonstone: Advisor Prejudice & Vested Interests

11 December 2012 | General

One of the prime examples of advisor prejudice is where an Independent Advisor advises a client to transfer a Retirement Annuity [via a Section 14 transfer] from a Life Office to a LISP or another Life Office. Essentially two things happen:

quick poll
Question

If you had to choose one approach to protect your hard-earned investment cash from today’s market madness, which would it be?

Answer
New research shows insurance industry growing

New research shows insurance industry growing

04 December 2012 | General
 INSETA's Network - Welcome to Opening Doors
for Small and Micro Brokers

INSETA's Network - Welcome to Opening Doors for Small and Micro Brokers

04 December 2012 | General
Commercial non-life insurance brokers in Australia, Canada and South Africa

Commercial non-life insurance brokers in Australia, Canada and South Africa

04 December 2012 | General
Great news for the short term insurance industry

Great news for the short term insurance industry

04 December 2012 | General
Is it really a good idea to cut out the middle man?

Is it really a good idea to cut out the middle man?

28 November 2012 | General
Moonstone: Who enforces Penalties?

Moonstone: Who enforces Penalties?

27 November 2012 | General
Moonstone: Enforcement Committee Penalties

Moonstone: Enforcement Committee Penalties

23 November 2012 | General
Emerging markets and internet will dominate risk insurance distribution

Emerging markets and internet will dominate risk insurance distribution

21 November 2012 | General