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Cautious investors take wait and see approach in interest bearing portfolios while equities reward resilience

15 February 2018 | Association for Savings & Investment SA (ASISA)

The local Collective Investment Schemes (CIS) industry attracted healthy net inflows of R134.5 billion in 2017, ending the year with assets under management of R2.25 trillion.

FSB Warnings

13 February 2018 | Financial Sector Conduct Authority (FSCA) (was FSB)

FSB warns the public against Instant Group SA

The curatorship of Bosele National Provident Fund

12 February 2018 | Financial Sector Conduct Authority (FSCA) (was FSB)

On 8 February 2018, the Mahikeng High Court granted an application brought by the Registrar of Pension Funds in terms of section 5(1) of the Financial Institutions (Protection of Funds) Act, 2001 for the appointment of curators to the Bosele National Provident Fund. The court appointed Mr Malcolm Campbell and Mr Ntshengedzeni Anthony Michael Tshivhase as the joint curators of the Bosele National Provident Fund.

Business development support for black-owned financial adviser practices

31 January 2018 | Association for Savings & Investment SA (ASISA)

More than 170 black-owned Independent Financial Adviser (IFA) practices have participated in business development and growth support programmes run by the Enterprise and Supplier Development (ESD) Fund of the Association for Savings and Investment South Africa (ASISA) over the past three years.

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Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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