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FSB withdraws Dynamic Wealth's licence

22 June 2011 | Financial Sector Conduct Authority (FSCA) (was FSB)

Conflicts of interest - comply or else, says FSB

21 June 2011 | General

FSB: Transitional Arrangements for Retirement Funds Subject To Regulation 28 of the Pension Funds Act of 1956.

13 June 2011 | Financial Sector Conduct Authority (FSCA) (was FSB)

Prepare for ‘Treating Customers Fairly’ – conference told

12 June 2011 | General

quick poll

Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

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PFA: Two funds ordered to pay death benefits without further delay

10 June 2011 | PFA - Pension Fund Adjudicator

Insurance providers urged not to underestimate impending solvency II regulations

08 June 2011 | General

Compliance professionals can help protect consumers

01 June 2011 | General

Negligent provident fund resolves matter by admitting liability and paying up

30 May 2011 | PFA - Pension Fund Adjudicator

Complainant was made aware of investment switch, PFA rules

30 May 2011 | PFA - Pension Fund Adjudicator

Compliance best practice guidelines available online

30 May 2011 | General

Complaints decline as underwriting margins recover

23 May 2011 | Short Term Ombudsman

OSTI: Beware the carprehensive policy!

20 May 2011 | Short Term Ombudsman

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Compliance - Regulatory