Explore the Category

The Consumer Protection Act – watch the definitions

22 August 2011 | General

Registrar of Financial Services providers referred a case against PJD Financial Capital CC to the Enforcement Committee

19 August 2011 | Financial Sector Conduct Authority (FSCA) (was FSB)

FSB Launches free online education programme for Retirement Fund Trustees

18 August 2011 | Financial Sector Conduct Authority (FSCA) (was FSB)

FISA uses its self-governing powers

12 August 2011 | General

quick poll

Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

View the Results

CPA – many small businesses still not compliant

11 August 2011 | General

FSB issues a warning to consumers not to conduct business with Ideal Dreams

05 August 2011 | Financial Sector Conduct Authority (FSCA) (was FSB)

Climbing the regulatory mountain

02 August 2011 | General

Many complaints land before PFA because of lack of knowledge

29 July 2011 | PFA - Pension Fund Adjudicator

ASISA: Lower flows for SA unit trust industry as investors reposition

28 July 2011 | Association for Savings & Investment SA (ASISA)

Life Ombud: Ombuzz Issue

25 July 2011 | Life Ombudsman

New Determinations from the Pension Funds Adjudicator

21 July 2011 | PFA - Pension Fund Adjudicator

Short-term insurers take the fight to organised crime

20 July 2011 | SAIA - South African Insurance Association

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Compliance - Regulatory