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Compliance - Regulatory

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Moonstone: Positive News from PFA

Moonstone: Positive News from PFA

The Pension Fund Adjudicator published her annual report last week. It contains some very positive indicators, as well as concerns for the industry, and the public.

Strate welcomes the FSB’s guideline on the provision of companies’ share register information

Strate welcomes the FSB’s guideline on the provision of companies’ share register information

11 October 2013 | General

The Financial Services Board (FSB) has issued a guideline, effective immediately, setting out the parameters within which Strate may provide certain companies’ share register information to third parties such as data vendors. The guideline also provides for share register information to issuers (listed companies and/or their agents) in terms of the Companies Act, 2008.

The FSB has its say on Model Insurance

The FSB has its say on Model Insurance

One of the unfortunate realities of South Africa is that issues such as fraud and corruption are rampant in certain sectors. While it is seemingly going unchecked in many industries, the financial services industry has managed to keep its integrity intact with the majority of the companies in the industry being reputable financial service providers.

Clean bill of health for SA life industry

Clean bill of health for SA life industry

quick poll
Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer
Press release by trustees of Living Hands Umbrella Trust September 2013

Press release by trustees of Living Hands Umbrella Trust September 2013

FSB learn from mistakes made overseas

FSB learn from mistakes made overseas

New Tax Ombud will command respect

New Tax Ombud will command respect

03 October 2013 | General
Ombuzz Issue:  Non-disclosure -

Ombuzz Issue: Non-disclosure - "Closing your eyes to the light"

27 August 2013 | Life Ombudsman
Regulation needs to be a movement, not a hindrance

Regulation needs to be a movement, not a hindrance

New BEE Codes placing focus on skills development

New BEE Codes placing focus on skills development

15 August 2013 | BEE (Black Empowerment)
Will governance reform the financial services industry?

Will governance reform the financial services industry?

15 August 2013 | General
The lapsing of the two year

The lapsing of the two year "grace period" under the companies act, 2008

13 August 2013 | General