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Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer

16 September 2016

On 31 August 2016, the Registrar of Financial Services Providers published Board Notice 148 of 2016 under the Financial Advisory and Intermediary Services Act, 2002 (FAIS), entitled “Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer” (Amendment Notice).

New Effective Annual Cost Standard from ASISA

14 September 2016

With only a month to go before they have to disclose an Effective Annual Cost (EAC) on quotes for savings and investment products, product providers are no doubt scrambling to get their calculations done and their point of sale documentation updated. The deadline is the 1st of October to comply.

Long-awaited appointment of Information Regulator brings SA businesses, individuals out of the data protection wilderness

12 September 2016

The long-awaited appointment of an Information Regulator, has taken a huge leap forward with National Assembly voting in favour of Advocate Pansy Tlakula being appointed as the National Information Regulator - making SA globally competitive in terms of international data exchange laws.

KPMG: POPI Information Regulator nominated by Parliament

08 September 2016

The National Assembly has on 7 September 2016 voted in favour of the nomination of Advocate Pansy Tlakula as the Chairperson of the Information Regulator and Advocate Lebogang Stroom and Johannes Weapond, as full time members of the Information Regulator, with Professor Tana Pistorius and Sizwe Snail as part-time members. The appointment of Advocate Tlakula and the members of the Information Regulator is subject to the confirmation by the President of South Africa.

quick poll

Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer

2026, as promised 2027 looks more likely Impossible to say More consultation needed

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The yin and yang of King IV

31 August 2016

Does your financial advisor help you safeguard your documents as they should?

02 August 2016

New BEE Regulations – notification of major BEE transactions and annual reporting to the BEE Commission

30 June 2016

Manage the risk of financial crimes and compliance threats

28 June 2016

King IV recognises importance of Tax Governance, but does it go far enough?

22 June 2016

Legal sanctions for non-compliance with King III

17 May 2016

The ABCs of regulatory compliance

25 April 2016

Increasing global cooperation in enforcement against corruption raises the stakes for companies and their executives

19 April 2016

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Compliance - Regulatory / General