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The King is dead, long live the King

04 November 2016

On 1 November 2016 the King IV Report on Corporate Governance for South Africa, 2016 was launched. The JSE soon thereafter published proposed amendments to its listings requirements as an update with a view to incorporating certain of the provisions of King IV.

Why King IV matters

02 November 2016

Gone are the days when corporate governance was confined to companies and their boards.

A shift of focus: King IVTM challenges organisations to deliver on governance outcomes

01 November 2016

The King IVTM Report on Corporate Governance ushers in a new era of corporate governance, but implementing it will prove challenging for most organisations, says EY.

Compliance: The dangers of DIY

27 October 2016

Financial advisory practices face a myriad of compliance requirements in terms of the various financial legislation governing their businesses. Confronted with a list of different deadlines, reporting requirements, as well as a host of administrative obligations can be overwhelming to manage.

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Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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Insurer fails to prove non-disclosure in credit life matter

24 October 2016

Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer

16 September 2016

New Effective Annual Cost Standard from ASISA

14 September 2016

Long-awaited appointment of Information Regulator brings SA businesses, individuals out of the data protection wilderness

12 September 2016

KPMG: POPI Information Regulator nominated by Parliament

08 September 2016

The yin and yang of King IV

31 August 2016

Does your financial advisor help you safeguard your documents as they should?

02 August 2016

New BEE Regulations – notification of major BEE transactions and annual reporting to the BEE Commission

30 June 2016

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Compliance - Regulatory / General