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Compliance - Regulatory / General

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The information regulator's first briefing on POPI

The information regulator's first briefing on POPI

16 February 2017

Stay informed if you are processing personal information.

FSB Appeal Board final judgment dismissing JSE and 4AX appeals against ZAR X license heralds era of financial inclusivity

FSB Appeal Board final judgment dismissing JSE and 4AX appeals against ZAR X license heralds era of financial inclusivity

10 February 2017

Yesterday’s FSB Appeal Board judgement dismissing the consolidated appeals of the JSE and 4AX against the FSB’s granting of an exchange licence to ZAR X allows ZAR X to proceed with much needed financial market innovation. The exchange will focus on facilitating investment and savings for ordinary South Africans and providing business with a more efficient and cost effective method of accessing capital.

How to accomplish social media compliance in financial services

How to accomplish social media compliance in financial services

24 January 2017

There’s no denying that social media is no longer just a nice to have. It’s a required part of many marketing strategies in any industry, including financial services.

Are compliance changes overwhelming your team?

Are compliance changes overwhelming your team?

12 January 2017

There used to be a time when compliance was treated as a secondary business function. Today, however, organisations and leadership have come to recognise that they need to keep abreast of the latest regulatory requirements in their field of operations, as the risk of non-compliance can have significant business and personal consequences. These far outweigh the cost and hassle of having a compliance culture.

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5 things to do before closing for the December holidays

5 things to do before closing for the December holidays

09 December 2016
A need for financial services providers to reinforce monitoring mechanisms over representatives

A need for financial services providers to reinforce monitoring mechanisms over representatives

05 December 2016
More Sharemax skeletons escape the closet

More Sharemax skeletons escape the closet

25 November 2016
The King is dead, long live the King

The King is dead, long live the King

04 November 2016
Why King IV matters

Why King IV matters

02 November 2016
A shift of focus: King IVTM challenges organisations to deliver on governance outcomes

A shift of focus: King IVTM challenges organisations to deliver on governance outcomes

01 November 2016
Compliance: The dangers of DIY

Compliance: The dangers of DIY

27 October 2016
Insurer fails to prove non-disclosure in credit life matter

Insurer fails to prove non-disclosure in credit life matter

24 October 2016