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RDR - more than just a nip and tuck

04 December 2014

The Retail Distribution Review proposals released in November 2014 are so far reaching they can be described as a structural reform of the financial services industry, the largest in a decade, says Richard Rattue, managing director of Compli-Serve.

Are we throwing the law and common sense out of the window?

03 December 2014

As a broker, you try your best to cater for all of your clients’ needs. However, in an increasingly litigious age, we cannot be complacent when catering for these needs. Brokers need to be on top of their game in every aspect of every function they do, even if they are tempted to become complacent.

Is the industry facing a case of micromanagement?

02 December 2014

People often do not like change because it means that they are taken out of their comfort zone and put into a position where they have to adapt or they will fail. Individuals who have a clear vision of how it will affect them thrive with change, despite their apprehension towards it. However, if there is a lack of clarity associated with this change, individuals will find themselves on the precipice of disaster.

Keeping the directors of an FSP liable

18 November 2014

It is human nature to look for a way to indemnify oneself when something goes wrong. Often, when you are part of a large corporation, you may be tempted to hide behind the company in the hope that it will provide you with ample protection.

quick poll

Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer

2026, as promised 2027 looks more likely Impossible to say More consultation needed

View the Results

Industry to plan its future following the RDR White Paper

12 November 2014

Risk-based approach will strengthen SA’s fight against money laundering and terrorist financing

06 November 2014

An industry punching well above its weight

03 November 2014

RDR – survive and thrive

28 October 2014

Captive insurers, are you ready for SAM?

23 October 2014

Demarcation Regulations - Is it a well thought out policy framework or appeasement of the medical scheme regulator?

01 October 2014

Corporate and societal value creation are increasingly connected, finds KPMG

18 September 2014

As regulatory costs escalate, fund managers look to build scale and improve margins

01 September 2014

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Compliance - Regulatory / General