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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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A red light for blanket exemptions

A red light for blanket exemptions

01 August 2007
FSB approves, declines, suspends financial advisers

FSB approves, declines, suspends financial advisers

31 July 2007
Thorough checks required  FSP licence or not

Thorough checks required FSP licence or not

03 July 2007
Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

02 July 2007
quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
FSB says beware of Troy Capital Ventures

FSB says beware of Troy Capital Ventures

27 June 2007
Pension Funds Amendment Bill receives support

Pension Funds Amendment Bill receives support

16 June 2007
Report by the Directorate of Market Abuse

Report by the Directorate of Market Abuse

14 June 2007
Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

06 June 2007
Stay away from Blue Pointer/Baartman, warns FSB

Stay away from Blue Pointer/Baartman, warns FSB

23 May 2007
FSB to implement a system to regulate hedge fund managers

FSB to implement a system to regulate hedge fund managers

19 May 2007
Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

17 April 2007
Capital management vital for long-term insurers

Capital management vital for long-term insurers

16 April 2007