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Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

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Industry regulator processes ‘truck loads’ of license applications

Industry regulator processes ‘truck loads’ of license applications

17 May 2010
FSB processes nearly 20 000 financial services
providers

FSB processes nearly 20 000 financial services providers

13 May 2010
FSB says do not deal with broker Andre van der Merwe

FSB says do not deal with broker Andre van der Merwe

20 April 2010
FSB licenses nearly 20 000 financial services providers

FSB licenses nearly 20 000 financial services providers

31 March 2010
quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
A long list of insider trading investigations

A long list of insider trading investigations

18 March 2010
FSB replaces board of management of security guards’ provident

FSB replaces board of management of security guards’ provident

11 December 2009
Collective investments schemes run foul of regulator

Collective investments schemes run foul of regulator

08 December 2009
FSB fines 2 collective investment schemes

FSB fines 2 collective investment schemes

04 December 2009
FSB’s Enforcement Committee fines insider R150 000

FSB’s Enforcement Committee fines insider R150 000

22 October 2009
Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

22 October 2009
Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

26 August 2009
FSB warns about Matshidiso Funeral Scheme, Blue Dot Funeral Home

FSB warns about Matshidiso Funeral Scheme, Blue Dot Funeral Home

26 August 2009