Explore the Category

New regulations – embrace or resist?

New regulations – embrace or resist?

24 May 2010

Arrear pension contributions: FSB to name, shame errant employers

Arrear pension contributions: FSB to name, shame errant employers

21 May 2010

Industry regulator processes ‘truck loads’ of license applications

Industry regulator processes ‘truck loads’ of license applications

17 May 2010

FSB processes nearly 20 000 financial services
providers

FSB processes nearly 20 000 financial services providers

13 May 2010

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

FSB says do not deal with broker Andre van der Merwe

FSB says do not deal with broker Andre van der Merwe

20 April 2010

FSB licenses nearly 20 000 financial services providers

FSB licenses nearly 20 000 financial services providers

31 March 2010

A long list of insider trading investigations

A long list of insider trading investigations

18 March 2010

FSB replaces board of management of security guards’ provident

FSB replaces board of management of security guards’ provident

11 December 2009

Collective investments schemes run foul of regulator

Collective investments schemes run foul of regulator

08 December 2009

FSB fines 2 collective investment schemes

FSB fines 2 collective investment schemes

04 December 2009

FSB’s Enforcement Committee fines insider R150 000

FSB’s Enforcement Committee fines insider R150 000

22 October 2009

Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

22 October 2009

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FAnews June 2026

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