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Intermediaries / Brokers

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Moonstone: Future Income Loss to FSB

Moonstone: Future Income Loss to FSB

24 April 2012 | General

We received a fair amount of all kinds of calculations, based on the FSB statistics. One that differed from the rest considered the financial impact on the FSB’s income, should the pass rate reflected in the statistics be applied to the total numbers.

Moonstone: RE Deadline Dates now Official

Moonstone: RE Deadline Dates now Official

20 April 2012 | General

Board Notice 61 of 2012 formalised the final dates by which registered FSPs have to write the regulatory exams, as well as the final dates for those who write, but do not pass by the first date.

Moonstone: Transgressions Never Retire

Moonstone: Transgressions Never Retire

17 April 2012 | General

A retired financial advisor received quite a shock when he was ordered to refund a client to the tune of R460 000, as well as interest at 15.5% dating back from 2005.

Moonstone: What’s in a name?

Moonstone: What’s in a name?

10 April 2012 | General

The FSB recently distributed a document entitled “Call for contributions: intermediary services and related remuneration in the insurance sector”. Moonstone’s request for permission to provide input was granted, and we aim to provide the regulator with a

quick poll
Question

If you had to choose one approach to protect your hard-earned investment cash from today’s market madness, which would it be?

Answer
Moonstone: As-And-When Commission as the cure for miss-selling

Moonstone: As-And-When Commission as the cure for miss-selling

29 March 2012 | General
The personal services provider debate heats up

The personal services provider debate heats up

20 March 2012 | General
Moonstone: What should the priority be: the sickness, or the symptom?

Moonstone: What should the priority be: the sickness, or the symptom?

19 March 2012 | General
Independent advisers can mitigate advice and compliance risk

Independent advisers can mitigate advice and compliance risk

19 March 2012 | General
Selecting an investment consultant

Selecting an investment consultant

10 March 2012 | General
Regulatory Exams - the realities

Regulatory Exams - the realities

07 March 2012 | General
Advisers at risk of losing businesses by failing to take re exam

Advisers at risk of losing businesses by failing to take re exam

29 February 2012 | General
Moonstone: A loss Consumers can ill afford – Part 2

Moonstone: A loss Consumers can ill afford – Part 2

10 February 2012 | General