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OSTI Report: Theft under false pretences

08 June 2017 | Short Term Ombudsman

The following case study has been extracted from OSTI Annual Report for 2016.

OSTI Report: Obligations of the insured - proof of ownership – vehicle claim

08 June 2017 | Short Term Ombudsman

The following case study has been extracted from OSTI Annual Report for 2016.

FSB warns the public against Financika

08 June 2017 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) warns the public against conducting financial services business with Financika, providing forex trading platform and advisory services.

FSB warns the public against Q International Ltd also trading as Q Asia Pacific Ltd

07 June 2017 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) warns the public to act with caution when dealing with Q International Ltd also trading as Q Asia Pacific Ltd. Information was received that the United States stock they offer to prospective clients may turn out to be worthless or non-existent.

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Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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