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Compliance - Regulatory

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TCF proves to be the pension industry’s bugbear

TCF proves to be the pension industry’s bugbear

If anyone is in denial about how tough 2017 was on the financial services industry, as well as on some of our clients, they just need to take a look at the 2016/17 Annual Report of the Pension Funds Adjudicator (PFA) to change their view.

Bringing the wrongdoers to light

Bringing the wrongdoers to light

06 August 2018 | FAIS Ombudsman

What is sometimes presented as a safe investment can turn out to be nothing more than a scheme that can leave an investor destitute.

Employers collaborate to equip thousands of SA’s most vulnerable earners with financial skills

Employers collaborate to equip thousands of SA’s most vulnerable earners with financial skills

More than 11 500 economically vulnerable workers from around the country have gained critically important financial literacy skills over the past three years, because their employers deployed the Saver Waya Waya WageWise programme offered by the Foundation of the Association for Savings and Investment South Africa (ASISA).

Do you know…about the new policyholder protection rules? - Part 11

Do you know…about the new policyholder protection rules? - Part 11

27 July 2018 | General
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FSCA: Draft Conduct Standard – Requirements for the conduct of cell captive insurance business in relation to third party risks

FSCA: Draft Conduct Standard – Requirements for the conduct of cell captive insurance business in relation to third party risks

B-BBEE Fronting is a criminal offence and how to report it

B-BBEE Fronting is a criminal offence and how to report it

24 July 2018 | BEE (Black Empowerment)
Is TCF serving its purpose?

Is TCF serving its purpose?

23 July 2018 | General
FSCA: Withdrawal of the Financial Planning Institute (FPI) as a recognised examination body

FSCA: Withdrawal of the Financial Planning Institute (FPI) as a recognised examination body

FSCA warns the public against Muzi Khumalo and Liezel Johnson

FSCA warns the public against Muzi Khumalo and Liezel Johnson

FSCA warns the public against Mrs Sadia Akbar

FSCA warns the public against Mrs Sadia Akbar

Embedding compliance into business processes

Embedding compliance into business processes

18 July 2018 | General
OSTI: Beware of low insurance premiums normally accompanied by high excesses and limited cover

OSTI: Beware of low insurance premiums normally accompanied by high excesses and limited cover

18 July 2018 | Short Term Ombudsman