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Compliance - Regulatory

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Culture can cost you

Culture can cost you

16 September 2020 | General

A company’s culture is the very bloodline from which it operates in the marketplace. It should centre around company ethics and principles, which should be well-known by everyone working there, and always adhered to. This Heritage Month reminds us of what we have and instilling an ethical corporate culture in business can ensure it runs well and goes the distance.

FSCA issues public warning against Naledi Funerals

FSCA issues public warning against Naledi Funerals

The Financial Sector Conduct Authority (FSCA) warns the public to act with caution when dealing with NHM Funeral Services trading as Naledi Funerals. The FSCA suspects Naledi Funerals of conducting unauthorised financial services business and breaching various financial sector laws.

Policyholders benefit from R230 billion in claims and benefit payments during Covid-19

Policyholders benefit from R230 billion in claims and benefit payments during Covid-19

South African life insurers provided more than 458 000 policyholders with premium relief assistance to the value of over R1 billion between March and July this year, in an effort to help policyholders whose earnings were impacted by the Covid-19 lockdown preserve their risk cover and savings policies.

FSCA warns the public against Mr. Timmy Thomas Madindo

FSCA warns the public against Mr. Timmy Thomas Madindo

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial business with Amen Forex Michael which is owned by Mr. Timmy Thomas Madindo. Mr. Timmy Thomas Madindo is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (“FAIS Act”) to render any financial advice and/or intermediary services.

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FSCA warns the public against Daily Double Trading (Pty) Ltd

FSCA warns the public against Daily Double Trading (Pty) Ltd

Settled Complaints

Settled Complaints

14 September 2020 | FAIS Ombudsman
FSCA warns the public on possible fraud against JP Markets’ clients

FSCA warns the public on possible fraud against JP Markets’ clients

Non-compliance to insurers minimum requirements

Non-compliance to insurers minimum requirements

10 September 2020 | Short Term Ombudsman
Compliance in the time of Covid-19

Compliance in the time of Covid-19

09 September 2020 | General
JP markets liquidated

JP markets liquidated

FSCA warns the public against Ms Laurentia du Preez

FSCA warns the public against Ms Laurentia du Preez

FSCA warns the public against DM Mobu Brokers

FSCA warns the public against DM Mobu Brokers