orangeblock

Compliance - Regulatory

Explore the Category

Local CIS assets under management recover to previous highs

Local CIS assets under management recover to previous highs

The local Collective Investment Schemes (CIS) industry recorded net inflows* of R108 billion in 2022, ending the year with R3.14 trillion in assets under management.

Hedge fund industry sees assets under management jump by an unprecedented 30% in 2022

Hedge fund industry sees assets under management jump by an unprecedented 30% in 2022

The South African hedge fund industry grew its assets by an unprecedented 30% in 2022, ending the year with R113.01 billion under management. The industry’s assets under management stood at R86.93 billion at the end of 2021.

The FSCA affirms tougher stance to combat money laundering and terrorist financing

The FSCA affirms tougher stance to combat money laundering and terrorist financing

On 24 February 2023, the Financial Action Task Force (FATF) announced its decision to place South Africa on its grey list.

South African companies need to take action after greylisting by the Financial Action Task Force

South African companies need to take action after greylisting by the Financial Action Task Force

24 February 2023 | General

South African companies will need to respond quickly to mitigate the risks stemming from this development

quick poll
Question

If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

Answer
FAIS Ombud Warns Consumers of Cryptocurrency Scams

FAIS Ombud Warns Consumers of Cryptocurrency Scams

20 February 2023 | FAIS Ombudsman
Fees and charges disclosed… there’s no disputing that fact

Fees and charges disclosed… there’s no disputing that fact

14 February 2023 | FAIS Ombudsman
FSCA warns the public against Prudential Investment Services CC

FSCA warns the public against Prudential Investment Services CC

Three essential compliance considerations for 2023

Three essential compliance considerations for 2023

01 February 2023 | General
Load shedding and household cover

Load shedding and household cover

26 January 2023 | FAIS Ombudsman
Investigation of Cryptocurrency Complaints – The Office of the FAIS Ombud

Investigation of Cryptocurrency Complaints – The Office of the FAIS Ombud

16 January 2023 | FAIS Ombudsman
Fund reported to FSCA for ignoring PFA's request's for response

Fund reported to FSCA for ignoring PFA's request's for response

22 December 2022 | PFA - Pension Fund Adjudicator
Scam alert: The FAIS Ombud warns against funeral policies offered on social media platforms

Scam alert: The FAIS Ombud warns against funeral policies offered on social media platforms

06 December 2022 | FAIS Ombudsman