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Compliance - Regulatory

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The broker is not the client's keeper, says FAIS Ombud

The broker is not the client's keeper, says FAIS Ombud

03 March 2008 | FAIS Ombudsman
LOA welcomes release of draft Regulations on Commission and Early Termination Values

LOA welcomes release of draft Regulations on Commission and Early Termination Values

Old Mutual comments on new regulations regarding commissions and early termination values on savings products

Old Mutual comments on new regulations regarding commissions and early termination values on savings products

28 February 2008 | General
Buyer beware! New international accounting standards to have significant impact on future company acquisitions.

Buyer beware! New international accounting standards to have significant impact on future company acquisitions.

28 February 2008 | General
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Are financial advisers ready for the combined impact of COFI and AI?

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Moonstone Monitor 27 February 2008 : Feedback from FSB on Site Visits

Moonstone Monitor 27 February 2008 : Feedback from FSB on Site Visits

28 February 2008 | General
Short-term insurance industry contributes over R1.4 million to fight vehicle crime

Short-term insurance industry contributes over R1.4 million to fight vehicle crime

Is there a requirement for ‘double’ disclosure?

Is there a requirement for ‘double’ disclosure?

25 February 2008 | FAIS Ombudsman
FAIS Deputy Ombud determination: Both spouses must be made aware of insurance exclusions

FAIS Deputy Ombud determination: Both spouses must be made aware of insurance exclusions

23 February 2008 | FAIS Ombudsman
Greater scope for policyholders to diversify offshore

Greater scope for policyholders to diversify offshore

Update on Licenses for Financial Services Providers

Update on Licenses for Financial Services Providers

FAIS Ombud ruling: Do all your clients comply with the policy terms and conditions?

FAIS Ombud ruling: Do all your clients comply with the policy terms and conditions?

18 February 2008 | FAIS Ombudsman
FAIS Ombud determinations : Short-term brokers be aware

FAIS Ombud determinations : Short-term brokers be aware

16 February 2008 | FAIS Ombudsman