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Compliance - Regulatory

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FAIS Ombud denies leave to appeal its ‘good citizen warranty’ ruling

FAIS Ombud denies leave to appeal its ‘good citizen warranty’ ruling

09 March 2009 | FAIS Ombudsman
FAIS Ombud refuses appeal in good citizen warranty case and reaffirms equitable justice

FAIS Ombud refuses appeal in good citizen warranty case and reaffirms equitable justice

08 March 2009 | FAIS Ombudsman
Global collective investment schemes record first outflows in six years

Global collective investment schemes record first outflows in six years

Two advisers S Referenced by ASISA in January

Two advisers S Referenced by ASISA in January

quick poll
Question

If I were tasked with taking my firm’s customer experience (CX) to the next level, I would:

Answer
Compliance Programs - Prevention is better than cure

Compliance Programs - Prevention is better than cure

25 February 2009 | General
FAIS Ombud gets tough on chance takers

FAIS Ombud gets tough on chance takers

16 February 2009 | FAIS Ombudsman
No cheers for broker who signed up a client in a pub – FAIS Ombud orders him to pay for failing to properly advise

No cheers for broker who signed up a client in a pub – FAIS Ombud orders him to pay for failing to properly advise

09 February 2009 | FAIS Ombudsman
Office of the FAIS Ombud dismissed two motor insurance complaints

Office of the FAIS Ombud dismissed two motor insurance complaints

09 February 2009 | FAIS Ombudsman
ASISA: South Africans continue to invest despite global crisis fears

ASISA: South Africans continue to invest despite global crisis fears

ASISA S Referenced 22 advisers in November last year

ASISA S Referenced 22 advisers in November last year

Short-term insurance ombudsman wants quicker turnaround

Short-term insurance ombudsman wants quicker turnaround

19 January 2009 | Short Term Ombudsman
Sloppy administration hits broker hard

Sloppy administration hits broker hard

13 January 2009 | FAIS Ombudsman