Explore the Category

Companies face BEE rating decrease: KPMG

28 July 2014 | BEE (Black Empowerment)

KPMG survey shows BEE goals partially met and probes effects of revised codes.

Advisers look towards legal obligations in client interactions

21 July 2014 | FAIS Ombudsman

With the imminent implementation of the Twin Peaks model, there will be a number of changes which will hopefully improve the functionality, and the integrity of the insurance industry.

Save and invest today and own tomorrow

17 July 2014 | Association for Savings & Investment SA (ASISA)

Despite numerous initiatives aimed at encouraging South Africans to save, consumers still fail to save enough during their working years to enable them to maintain their living standards during retirement.

FSB responds to the media storm surrounding Seedat and Gihwala

14 July 2014 | Financial Sector Conduct Authority (FSCA) (was FSB)

The core mandate of the Financial Services Board (FSB) is that as the industry regulator, they are responsible for the preservation and promotion of the integrity of the industry. The FSB also has a responsibility to create an open and honest industry that actively encourages participation in the industry by the public, based on trusting the industry.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results