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FSB warns the public against Broker Capital

14 October 2015 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) warns the public to act with caution when dealing with Broker Capital, an entity which is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act), to render any financial advice and intermediary services in South Africa.

OSTI: Dennis Jooste will be leaving the organisation in February 2016

12 October 2015 | Short Term Ombudsman

The Board of The Ombudsman for Short-Term Insurance announced today that Dennis Jooste will be leaving the organisation when his term of office expires at the end of February 2016.

Acting in a manner that benefits the client

08 October 2015 | PFA - Pension Fund Adjudicator

We often hear and read about determinations handed down by the various Ombudsmen and are at times tempted to ask what type of standing do these determinations have? Do the Ombudsmen have the necessary teeth to enforce a determination?

FSB takes regulation to the people

05 October 2015 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board will be in Soweto in October as part of its effort to take its regulatory functions to the public.

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Question

Are financial advisers ready for the combined impact of COFI and AI?

Answer

Yes, fully prepared and already adapting Somewhat prepared, but still facing implementation challenges Not yet prepared, more time and support needed Unsure / still assessing the impact

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