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FSB warns the public against RBOptions

13 July 2016 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) warns the public against conducting financial services business with RBOptions, an entity domiciled in Canada but not authorised to render financial services in South Africa.

FSB warns the public against Outlook Forex Traders

11 July 2016 | Financial Sector Conduct Authority (FSCA) (was FSB)

The Financial Services Board (FSB) would like to warn the public not to conduct financial services business with Outlook Forex Traders.

Laughing all the way to the bank

05 July 2016 | FAIS Ombudsman

In a recent determination by the Financial Advisory and Intermediary Services Ombudsman (FAIS Ombud), the complaint arises out of an investment gone wrong.

New BEE Regulations – notification of major BEE transactions and annual reporting to the BEE Commission

30 June 2016 | General

The Minister of Trade and Industry published the final Broad-Based Black Economic Empowerment Regulations in terms of the Broad-Based Black Economic Empowerment Act (BEE Act) in the Government Gazette in early June 2016. The Regulations came into effect the same day.

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The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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