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Compliance excellence demands 24-7 attention

Compliance excellence demands 24-7 attention

12 August 2024

Compliance officers taking 14-days of annual leave risk finding themselves in a similar boat to investors who miss out on the best upward moves in financial markets. This may sound like muddled thinking; but please allow your writer to explain.

Three-year regulation plan by the Financial Sector Conduct Authority

Three-year regulation plan by the Financial Sector Conduct Authority

31 July 2024

On 5 July, the Financial Sector Conduct Authority (FSCA) published its three-year regulation plan (2024 Regulation Plan) for the period 1 April 2024 to 31 March 2027.

Companies Amendment Bills Signed: Why Retirement Fund Trustees Should Take Notice

Companies Amendment Bills Signed: Why Retirement Fund Trustees Should Take Notice

29 July 2024

It’s been a busy time for the Presidential pen. Shortly after signing the Climate Change Bill on 18 July 2024 and the Climate Change Act being published on 23 July 2024, an announcement was made on 26 July 2024 that the President has also signed the long-awaited First and Second Companies Amendment Bills into law.

Myth busting in the ethics, morality and values realm

Myth busting in the ethics, morality and values realm

29 July 2024

Behaving ethically goes beyond just following the law; it involves navigating tricky situations where doing the right thing might not always align with the rules. The good news for financial and risk advisers and their clients is that there are fewer opportunities in the financial services realm for such obfuscations. Why? Because South Africa boasts a no-nonsense, principles-based regulatory framework that does not tolerate the blurring of lines between ethics, morality and values.

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Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer
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Our COFI is running late…

Our COFI is running late…

23 July 2024
Decoding COFI: What FSPs can learn from the insurance industry

Decoding COFI: What FSPs can learn from the insurance industry

22 July 2024
Right versus wrong in ethical financial decision making

Right versus wrong in ethical financial decision making

11 July 2024
Joint authorities lay down the law for insurer outsourcing

Joint authorities lay down the law for insurer outsourcing

08 July 2024
How legal practitioners can bolster their Risk Management and Compliance Programmes

How legal practitioners can bolster their Risk Management and Compliance Programmes

03 July 2024
Compliance about much more than dodging a FIC fine

Compliance about much more than dodging a FIC fine

27 June 2024
Forecasting 2024: regulatory changes

Forecasting 2024: regulatory changes

27 May 2024
New Corporate ADR policy brings South Africa in line with international best practice

New Corporate ADR policy brings South Africa in line with international best practice

16 May 2024
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