Compliance - Regulatory / General

Omni-CBR 101: What FSPs should know

Compliance obligations

Regulatory changes are a constant in the dynamic landscape of the insurance and financial advisory sectors, shaping industry practices and standards. Staying abreast of these changes and understanding their implications is essential for insurers, financial advisers, and industry professionals alike.

Mastering IT Governance and Risk Management: Insights on the Joint Standard

FSP compliance: tackling FICA and KYC

In recent months, the Financial Sector Conduct Authority (FSCA) has issued several fines to Financial Service Providers (FSPs) for failing to comply with anti-money laundering regulations.