Compliance - Regulatory / Financial Sector Conduct Authority (FSCA) (was FSB)

FSCA warns the public

FSCA warns the public against Walter Monte Weakley

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Walter Monte Weakley (Mr Weakley), who is not authorised to give any financial advice or render any intermediary services in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act).

FSCA warns the public against Forex Traderx

The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services business with Forex TraderX, which is not authorised to give any financial advice or render any intermediary services in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act).

Sanlam Collective Investments (RF) (Pty) Ltd signs an Enforceable Undertaking with FSCA

The Financial Sector Conduct Authority (FSCA) has taken regulatory action against Sanlam Collective Investments (RF) (Pty) Ltd (Sanlam). This follows the findings of the FSCA’s investigation into Sanlam and its administered fund, the Tresor Sanlam Collective Investment Equity Fund (the Fund).