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Compliance - Regulatory / FAIS Ombudsman

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Fais Ombud calls for high level invetigation into leaderguard

Fais Ombud calls for high level invetigation into leaderguard

26 March 2007
FAIS Ombud urges business to respect human rights

FAIS Ombud urges business to respect human rights

20 January 2007
The warning bells toll

The warning bells toll

17 January 2007
Fais Ombud kicks off new year with a ruling that shows what awaits FSPs offering slap dash service

Fais Ombud kicks off new year with a ruling that shows what awaits FSPs offering slap dash service

15 January 2007
quick poll
Question

Do you think short-term insurance broking will survive the AI plus humanoid robotics age?

Answer
SADEC must block cross boreder financial fraud - OMBUD

SADEC must block cross boreder financial fraud - OMBUD

28 November 2006
Determination & Ruling from FAIS Ombudsman - Broker negligence

Determination & Ruling from FAIS Ombudsman - Broker negligence

22 November 2006
Determination & Ruling from FAIS Ombudsman - Motor warranty policy

Determination & Ruling from FAIS Ombudsman - Motor warranty policy

22 November 2006
We are not a LOTTO office

We are not a LOTTO office

09 October 2006
Too much disclosure, or the wrong type?

Too much disclosure, or the wrong type?

22 August 2006
Industry Snippets

Industry Snippets

04 July 2006
A clear matter of jurisdiction

A clear matter of jurisdiction

29 June 2006
All's fair in love and war

All's fair in love and war

28 June 2006