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Important Documents

ActsCollective Investment Schemes Control Act, 45 of 2002Custody and Administration of Securities Act, 1992Financial Advisory and Intermediary Services Act, 37 of 2002Financial Institutions (Protection of Funds) Act, 28 of 2001Financial Services Board Act, 97 of 1990Financial Services Ombud Schemes Act, 37 of 2004General code of conduct for authorised financial services providers and representativesInsider Trading ActInspection of Financial Institutions Act, 80 of 1998Long Term Insurance Act, 52 of 1998.Pension Funds Act, 24 of 1956Securities Services Act, 36 of 2004Securities Services Bill, 2002Short-Term Insurance Act, 53 of 1998Stock Exchanges Control Act, 1985Supervision of Financial Institutions Rationalisation Act, 32 of 1996
FAIS General Code of ConductFAIS General Code of Conduct
NFP Exclusion GridNFP Exclusion Grid 04 October 2007
Policyholder Protection RulesLong-Term Insurance Act: Policyholder Protection Rules, G 22085, GoN 165, 23 February 2001Short-Term Insurance Act: Policyholder Protection Rules, G 22084, GoN 164, 23 February 2001
Who took over whoWhich Insurer took over
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QUESTION

The first phase of RDR is upon us. Is your practice ready to move from commissions based to fees based?

ANSWER

Yes. Its good practice, my clients deserve the best advice at an appropriate price.
No. I don’t think any practice will be 100% ready to become fee based.
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