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New appointment at Compli-Serve SA

16 January 2014 Compli-Serve SA
James George.

James George.

James George has been promoted to Compliance Manager at Compli-Serve SA.

A nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. His new role entails managing the team of compliance officers and chairing Compli-Serve SA’s bi-monthly compliance officer forum. His responsibilities further include making sure procedures and processes are adhered to by the Compli-Serve SA compliance officer team, as well as keeping up to date with financial services legislation.
Quick Polls

QUESTION

What is the biggest challenge you face in meeting compliance requirements?

ANSWER

Keeping up with changing regulations.
The cost of compliance processes.
Educating clients on compliance needs.
Navigating complex documentation requirements.
Balancing compliance with day-to-day business operations.
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