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All roads lead to Rome Trends in international compliance

01 October 2013

Convergence is the word we think of when talking about compliance and international trends. It portrays an image of different jurisdictions moving towards a common model, but doing so in a way that reflects the particular issues and limitations of their domestic demographic and economic situation.

Problems with prevailing ethics of regulation

01 August 2013

Corporate South Africa is being force-fed an overdue diet of business ethics through regulation but scant attention is paid to the ethics of regulation. Whilst this should receive our undivided attention, a lack of regulatory ethics affects everybody.

To debar or not to debar…that is the question?

01 August 2013

In her first article on the debarment of financial services representatives (FAnews - June 2013), Cornea Matthee, compliance officer at Centriq Insurance, concluded that it is the duty of the financial services provider to ensure that its representatives comply with fit and proper requirements, and that failure to do so will result in the Registrar taking action against the provider.

To debar or not to debar?

03 June 2013

In the first of two articles, Cornea Matthee, compliance officer at Centriq Insurance, sheds light on aspects to consider when a financial services representative is debarred.

quick poll

Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer

2026, as promised 2027 looks more likely Impossible to say More consultation needed

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What’s beyond the challenging hurdle of RE1?

03 June 2013

Why TCF should be in your DNA

03 June 2013

Does compensation determine the type of service we deliver?

01 February 2012

Voice logging solutions

01 October 2010

Beware of the bulldog

01 February 2009

Does the legend of Robin Hood live on ?

01 April 2008

FICA still in focus

01 October 2007

Countering risks identified in terms of FAIS

01 June 2007

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Magazine Archives FAnews & FAnuus / Compliance

All roads lead to Rome Trends in international compliance

Problems with prevailing ethics of regulation

To debar or not to debar…that is the question?

To debar or not to debar?

What’s beyond the challenging hurdle of RE1?

Why TCF should be in your DNA

Does compensation determine the type of service we deliver?

Voice logging solutions

Beware of the bulldog

Does the legend of Robin Hood live on ?

FICA still in focus

Countering risks identified in terms of FAIS