Moonstone: RE Deadline Dates now Official
Board Notice 61 of 2012 formalised the final dates by which registered FSPs have to write the regulatory exams, as well as the final dates for those who write, but do not pass by the first date.
The following table is copied from the Board Notice:
The “discrepancies” between the FAIS circular 7 of 2011 dates and later publications have now
|
COLUMN ONE: Exam |
COLUMN TWO(date by which at least one attempt at writing has to be made) |
COLUMN THREE (deadline for those who failed before date in column two). |
|
First level regulatory examination: FSPs (sole proprietors) and key individuals in Categories I, II, IIA, Ill and IV (RE1) |
30 June 2012 |
30 September 2012 |
|
First level regulatory examination: FSPs (sole proprietors) and key individuals in Categories II, and IIA (RE3) |
30 September 2012 |
31 December 2012 |
|
First level regulatory examination: FSPs (sole proprietors) and key individuals in Category Ill (RE4) |
30 September 2012 |
31 December 2012 |
|
First level regulatory examination: Representatives in Categories I, II, IIA, Ill and IV excluding representatives for sub-categories 1.1 and 1.19 (RE5) |
30 June 2012 |
30 September 2012 |
There are only 10 weeks left in which to write. We urge those who have not yet registered, to please do so at their earliest convenience. It is most unlikely that any further extensions will be granted.
Appointments after June 2010
Another frequent question concerns new entrants to the industry. Those people newly appointed to the industry in July 2010 and thereafter have two years in which to write the REs.
