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Compliance - Regulatory / General

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New benchmark for compliance officers

New benchmark for compliance officers

30 April 2013

A 4 year project to professionalise the compliance industry culminated in late 2012 with the Compliance Institute SA being recognised by the South African Qualifications Authority as the professional body for all compliance officers.

The compliance industry gets a boost

The compliance industry gets a boost

11 February 2013

Compliance will soon be big business in South Africa. It became big business after the 2008 global financial crisis – for good reason – and the idea is to prevent such financial catastrophes from occurring again in future.

New tax regulation will spruce up the industry

New tax regulation will spruce up the industry

05 February 2013

Pravin Gordhan made it sound as if rogue tax practitioners were a dime a dozen in his budget speech last year, when he declared that they owe over R260m to the government in their personal capacity.

IRBA to strengthen role of auditors as public protectors in SA

IRBA to strengthen role of auditors as public protectors in SA

22 January 2013

In a move to strengthen the crucial role of auditors as public protectors and to maintain globally accepted audit practices in South Africa, the Independent Regulatory Board for Auditors (IRBA) is revising its education and training programme for aspiring

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If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

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Financial Intelligence Centre (FIC) establishes a Compliance Contact Centre

Financial Intelligence Centre (FIC) establishes a Compliance Contact Centre

11 December 2012
FAIS Compliance Irregularity Reporting Guidelines launched

FAIS Compliance Irregularity Reporting Guidelines launched

04 December 2012
SA insurers must consider solvency requirements for Africa expansion

SA insurers must consider solvency requirements for Africa expansion

22 November 2012
Lessons from the TCF pioneers

Lessons from the TCF pioneers

22 November 2012
The treating customers fairly evolution

The treating customers fairly evolution

23 October 2012
Less advice and lower adviser remuneration on the cards

Less advice and lower adviser remuneration on the cards

15 October 2012
Non-financial legislation adds to compliance burden

Non-financial legislation adds to compliance burden

11 October 2012
Regulation 28 - Pros and Cons and What’s the Fuss

Regulation 28 - Pros and Cons and What’s the Fuss

01 October 2012