Compliance - Regulatory / General

Navigating the new cybersecurity reality

Cybersecurity isn’t just an IT issue anymore - it’s a boardroom imperative.

Crypto and compliance

Legislation plays a crucial role in structuring society and safeguarding its members. As new financial instruments like cryptocurrency emerge, regulatory frameworks must adapt to maintain order, protect consumers, and prevent harm.

Beyond Regulation: How FICA Compliance Fuels Business Trust and Growth

FATF victory leaves adviser compliance load unchanged

The headline financial services news this October is that the Financial Action Task Force (FATF) has announced that South Africa has been removed from its ‘increased monitoring’ grey list, ending a punishment that was meted out almost three years ago, in February 2023. Today’s newsletter offers some comments on the development, which is unlikely to shift the administrative and compliance burden faced by financial and investment advisers.