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Non-compliance… why take the risk?

30 May 2019

The Information Regulator in SA published the final Protection of Personal Information (POPI) regulations on 14 December 2018.

Draft Conduct Standard for board members of pension funds

23 May 2019

The Financial Sector Conduct Authority (Authority) has published a draft Conduct Standard for determining the minimum skills and training requirements for board members of pension funds. Comments are required by 4 July 2019 in the prescribed format. Below is a summary of what the draft Conduct Standard aims to achieve.

Strict transformation scorecards on the horizon for the industry

15 April 2019

Transformation within the financial services industry has been one of the items that has been on top of National Treasury’s agenda for quite a while now.

Money laundering, terror financing under spotlight with South Africa review

01 April 2019

A panel of experts from the International Monetary Fund (IMF), the Eastern and Southern Africa Anti-Money Laundering Group (ESAAMLG) and the Financial Action Task Force (FATF) is due to test the effectiveness of South Africa’s legislative and institutional capability to detect and combat money laundering and terrorist financing.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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South Africa implements targeted financial sanctions

01 April 2019

Befriending the legislative monster

25 March 2019

Compulsory transformation scorecards on the horizon for retirement funds industry

19 March 2019

Getting compliance right

13 March 2019

We have an industry to be proud of

04 March 2019

FICA Deadline for Compliance fast approaching – Is your Company Compliant?

27 February 2019

Financial services compliance: 9 Top Tips for 2019

31 January 2019

A lot of RDR work still needs to be done

30 January 2019

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Compliance - Regulatory / General