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Ethics, POPI and monitoring

01 December 2020

When the Covid-19 pandemic forced the world to go online, organisations that had resisted remote working for years began living out their worst fears… will the work get done?

FSCA creates some movement in crypto-reg space

23 November 2020

The Financial Services Conduct Authority (FSCA) has released a draft declaration on crypto assets to be deemed as financial products bringing them firmly into the regulatory fold. Essentially, this requires anyone providing advice or services around crypto assets must be authorised to do so, in terms of the FAIS Act.

Information station

17 November 2020

Every organisation must have one. All public bodies, private bodies such as companies, CCs, partnerships, and trusts. Everybody has to have an Information Officer (IO) by law.

Experian data breach highlights need for stringent KYC

10 November 2020

The recent massive data breach at credit bureau Experian, which left 24 million people and nearly 800,000 businesses potentially exposed to online fraudsters, has highlighted the vigilance required of all staff who have access to company finances, accounts and customer data.

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

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