Are you audit-ready…

or just compliant on paper?

Most financial advice practices aren’t struggling with compliance; they’re struggling with audit readiness.

Recent audit experiences are revealing common gaps:

	RMCPs that don’t reflect actual processes
	Missing or incomplete screening evidence
	Ongoing monitoring that isn’t clearly documented

If you can’t prove it, it doesn’t count.

Download the FICA Audit Readiness Checklist

Identify gaps, align your processes, and prepare for your next audit with confidence.

Or experience it in practice, scan your first 5 clients for free with atFICA.

www.atwork.co.za | [email protected]