Report by the Directorate of Market Abuse
The DMA (Directorate of Market Abuse) held its 5th meeting at the FSB (Financial Services Board) on 13 June 2007.
Below is a list detailing the current status of insider trading and market manipulation investigations. It should be noted that insider trading and market manipulation investigations are not into the affairs of the companies listed but into trading in shares on the stock exchange.
Possible insider trading cases
|
JSE Code |
Period |
Case status | |
|
1. AfriOre Limited |
AFO |
2006-11 |
Ongoing |
|
2. Amalgamated Appliance Holdings Limited (3) |
AMA |
2007-04 |
Ongoing |
|
3. Arch Equity Limited |
ACH |
2006-02 |
Ongoing |
|
4. Blue Financial Services Limited |
BFS |
2006-10 2006-11 |
Ongoing |
|
5. Brimstone Investment Corporation Limited |
BRT |
2004-11-29 2004-11-30 |
Closed |
|
6. Cape Empowerment Trust Limited |
CAE |
2006-10 2006-11 |
Ongoing |
|
7. Consol Limited |
CSL |
2006-11 2006-12 |
Ongoing |
|
8. Gold Fields Limited |
GFI |
2007-03 2007-04 |
Ongoing |
|
9. Italtile Limited |
ITE |
2006-06 2007-04 |
Ongoing |
|
10. Moribo Leisure Limited |
MRB |
2005-08-29 2005-09-09 |
Legal action |
|
11. Rainbow Chicken Limited |
RBW |
2007-03 |
Ongoing |
|
12. Sallies Limited |
SAL |
2007-03 |
Ongoing |
|
13. Sekunjalo Investments Limited |
SKJ |
2007-04 2007-05 |
Ongoing |
|
14. Set Point Technology Holdings Limited (2) |
STO (2) |
2006-09 |
Ongoing |
|
15. Spescom Limited |
SPS |
2005-01 |
Closed |
|
16. Steinhoff International Holdings Limited |
SHF |
2004 |
Ongoing |
|
17. Tiger Brands Limited |
TBS |
2007-04 |
Ongoing |
|
18. Verimark Holdings Limited |
VMK |
2006-04 2006-07 |
Closed |
|
19. York Timber Organisation Limited |
YRK |
2007-03 2007-04 |
Ongoing |
Possible market manipulation cases
|
Security |
JSE Code |
Period |
Case status |
|
1. Newrand Index Warrant |
NRD |
2005-10-19 |
Legal action |
Chairperson:Directorate of Market Abuse
