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FAIS Ombud: Complaint against broker is dismissed

10 July 2008 | Compliance - Regulatory | FAIS Ombudsman | Noluntu Bam (prictured) Deputy Ombud for Financial Service Providers

The FAIS Deputy Ombud, Noluntu Bam has issued a determination in favour of a broker.

Click here to read the determination (PDF file 91kb)

 

FAIS Ombud: Complaint against broker is dismissed