orangeblock

FAIS Ombud: Complaint against broker is dismissed

10 July 2008 | Compliance - Regulatory | FAIS Ombudsman | Noluntu Bam (prictured) Deputy Ombud for Financial Service Providers

The FAIS Deputy Ombud, Noluntu Bam has issued a determination in favour of a broker.

Click here to read the determination (PDF file 91kb)

 

FAIS Ombud: Complaint against broker is dismissed
quick poll
Question

If you had to hazard a guess, when do you reckon the COFI Bill will be signed into law?

Answer