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FAIS OMBUD more than quadruples determinations against errant FSPs

11 November 2011

FAIS OMBUD rolls up her sleeves and more than quadruples determinations against errant financial services providers, reimbursing complainants to the tune of almost R35 million

New FAIS Ombud brings wealth of knowledge to oversight role in financial services

31 March 2010

The changing FAIS Requirement landscape

14 May 2009

Registrar approves amendments to the determination of Fit and Proper Requirements for FSP's

24 June 2007

quick poll

Question

The strongest deterrent against FSP compliance missteps is or should be:

Answer

A criminal conviction Debarment Fine or penalty Any of the above can work

View the Results

FAIS Fit and Proper requirements amended

10 October 2006

Are you FAIS compliant

11 May 2006

All clear now?

21 October 2004

Outsource

15 October 2004

Santam 'legit'

21 September 2004

Client advice

05 August 2004

Licenced

27 June 2004

Do I register or not?

03 May 2004

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Compliance - Regulatory / Acts (FAIS / Pension etc)